This post will take a closer look at FCA’s position on transaction reporting inspired by recent news of the FCA fining a large financial institution for breaches of reporting obligations under MiFID, see [FCA] for details. It is the 12th firm regulated by the FCA to face fines in relation to the MiFID transaction reporting obligation. What makes t...
20 May 2015 /regulation
Ganesh SrinivasanDirector at Volante Technologies
Vaughan CollieDirector at Accourt
Nigel WoodwardDirector at WWFMS Ltd
Ian KerrDirector at The Value Added Partnership
Alois NyamarebvuDirector at The Data Literacy Program Manager
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