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Regulatory Reporting

Regulatory Reporting for Banking and Capital Markets

Anuj Goel

Anuj Goel CEO at Cyware

Financial cyber defence: gearing up for DORA

The Digital Operational Resilience Act (DORA) is a new European regulation designed to fortify the cybersecurity landscape and ensure financial firms can effectively manage digital risks. Coming into effect in January 2025, financial entities have a matter of months to ensure their cybersecurity capabilities align with a number of new DORA requirem...

/regulation

Paul Holland

Paul Holland CEO at Beyond Encryption

Will the ‘Pots for Life’ scheme solve the UK’s pension crisis?

The UK is currently in the midst of a pension fund crisis. With state pensions now funded on a pay-as-you-go basis, the average life expectancy rising and the cost-of-living crisis worsening, pensioners are feeling the pressure. Consequently, we’re now seeing a rise in private pensions, but these are not enough to resolve the issue. In addition, ...

/regulation

Luigi Wewege

Luigi Wewege President at Caye International Bank

The Silent Whistleblowers: Anonymity as a Catalyst for Ethical Financial Practices

Whistleblowing has emerged as a pivotal force in unveiling unethical practices and fostering corporate integrity in finance. The concept of whistleblowing in this sector is not new, but its dynamics are continually reshaped by evolving societal norms and technological advancements. At the heart of this evolution lies the crucial role of anonymity....

/security /predictions

Alexandre Semenov

Alexandre Semenov Customer Solutions Lead at SAS

Model Management in 2024: What You Need to Know to Prepare for E-23 Guidelines

July 1, 2025 marks the scheduled implementation date for the forthcoming regulatory adjustments. Since its launch in September 2017, the Office of the Superintendent of Financial Institutions (OSFI) has embarked on a commendable journey towards instating standardized protocols within the financial industry. These initiatives have, over time, contr...

/regulation /predictions

Stephan Wolf

Stephan Wolf CEO at Global Legal Entity Identifier Foundation

How the vLEI Enables Digital Verifiability in Financial and ESG Reporting and Beyond

The obligations on legal entities to increase their corporate transparency continue to evolve, most notably in ESG and financial reporting. For ESG to be truly credible, however, both as a subset of financial reporting and as a standalone requirement, a global climate information architecture is sorely needed. Creating such an architecture, howeve...

/regulation /identity

Kiran Komma

Kiran Komma Senior Domain Consultant at Tata Consutlancy Services

SEC’ securities lending regulation – Rule 10c-1a and implications

The securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but an opaque securities lending market and limited availability of securities lending data publicly are big concerns to the regulators. In alignment wi...

/regulation /wholesale

Harriet Christie

Harriet Christie Chief Operating Officer at Mirrorweb

How the SEC keeps raising the stakes on mobile messaging

When JP Morgan Chase was fined $200 million for recordkeeping failures in 2021, it felt monumental. While ‘ephemeral messaging’ penalties were admittedly a new proposition, the size of the levy should have drawn a line in the sand and led to a tectonic shift in compliance procedures for financial services organizations. What has unfolded since has...

/regulation /wealth

Maria Patschke

Maria Patschke Managing Director of ESG Solutions at SAP Fioneer

Embracing ESG: How to leverage business potential beyond reporting

In an era defined by environmental consciousness, the financial services industry finds itself at a crossroads. As the world grapples with pressing challenges such as climate change, social inequality, and corporate governance, a new paradigm has emerged — one that places a spotlight on environmental, social, and governance (ESG) factors. As the f...

/regulation /sustainable

Retired Member

Retired Member 

SVB Need Ising Models

In one sense, it looks like a fairly straightforward bank run, but the extraordinary bailout announced directly after suggests that the risk was systemic. Whether that was all the VCs shouting contagion in the crowded theatre or something deeper under the hood, it certainly got the federal administrators moving. By Sunday evening the bailout was d...

/regulation

Thorsten Hein

Thorsten Hein Principal Product Marketing Mgr. & Insurance Lead at SAS

Temperature Check: Exploring risk management issues facing insurance CFOs in 2023

Regulatory deadlines. Paradigm-shifting tech advances. Impending climate reporting. Rising inflation. These trends and more will shape how insurance CFOs navigate 2023. As the industry steels itself against economic headwinds, old-school insurance science will collide with new-school regulation and data science in unprecedented ways. Now is an idea...

/regulation /predictions

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